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Click here for more prices           ALSI   33 539              FTSE 100   5 352              Efficient Financial Holdings   130              Rand/Dollar  8.3416              Rand/Pound  13.1609              Rand/Euro  10.6472              Brent Crude  107.98              Gold  13284.83216              SP500  1295.22              Click here for more prices
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EFFICIENT ADVISE

View our FSB License

COMPLIANCE

 

The financial services sector in South Africa has strict legislation in place to ensure product reliability and legislative compliance on the part of Financial Services Providers.

At Efficient we believe that stringent compliance processes protect our clients, stakeholders and safeguard good business practices. We are completely committed to comply with the legislation and to always act with due skill, care and diligence.

Compliance legislation

Please note: While we try to keep the information up to date on this page, these acts may be amended from time to time by way of amendment acts or additional regulations by the South African government.

For the latest legislative releases, please go to www.polity.org.za or www.info.gov.za

Internal Compliance Policies

We are committed to conducting business in an ethical manner and adhere to a Code of Ethics. The Code of Ethics is supported by other workplace policies developed to protect our staff and stakeholders from unethical and fraudulent behaviour. In addition staff and clients have access to our Anonymous Tip-offs website.

Other compliance policies:

 
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